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| # | Module | Description | Duration | Key Deliverables | % Completion | Comments / Actions |
|---|---|---|---|---|---|---|
| 1 | Jack-Up Leg Penetration & Spudcan Analysis | Leg penetration, spudcan stability envelope, fixity assessment. Spudcan-pile interaction. ISO/SNAME LPA, advanced methods. SSA input and management. | Week 1-2 | Leg penetration assessment exercise. Spudcan stability envelope plot. |
40%
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7 hours of presentations introducing LPA topics, including punch-through risk, risk of spudcan penetration, and other key topics for LPA and LEA assessment. The aim is to explain scenarios for Anma OWF. Next step: complete internal tool for team calculations. Design inputs need to be developed from CPT data. |
| 2 | Regulatory Framework & Design Codes | Knowledge of standards/codes (API RP2A, EC7, ISO 19901-4, DNVGL ST-0126, DNV CN 30.4). Regulatory and legal requirements for offshore foundation design. | Week 3 | Summary table of key codes per foundation type. Quiz on code applicability. |
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| 3 | Site Characterisation Fundamentals | Desk-based study, CPT processing & interpretation, derivation of engineering parameters (su, Dr, phi, OCR, G0). Integrated Ground Model development. Geohazard awareness. | Week 4-5 | Worked example: CPT interpretation & DSP selection. Mini ground model for a sample site. |
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| 4 | Shallow Foundation Design (Mudmat / Skirted FDN) | Vertical bearing capacity, combined VHM loading (failure envelope for clay & sand). Settlement assessment, stiffness assessment. API RP2A / DNV CN 30.4 approach. | Week 6-7 | Hand calc: mudmat bearing capacity. Spreadsheet: VHM envelope for clay. Design report extract. |
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| 5 | Pile Foundation Design | Axial pile capacity (API/ISO methods), P-Y / T-Z / Q-Z curves. Monopile design (PISA method), driven pile, drilled & grouted piles. Pile driveability (SRD, wave equation). Piles in rock. | Week 8-10 | OPile walkthrough exercise. Worked example: axial capacity. Driveability assessment. |
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| 6 | Suction Caisson & Anchor Foundations | Penetration analysis, uplift resistance (RTA/TLP), mooring anchor capacity. Drag anchor analysis, VLA capacity. Caisson stiffness (Doherty & Deeks). API RP2SK / ISO 19901-7. | Week 11-12 | Suction caisson penetration calc. Capacity calc for mooring anchor. |
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| 7 | Installation Analysis | Pile driving analysis & monitoring (PDM). Suction caisson installation. Mudmat skirt penetration. Vibro-driving, drilling, HDD. Break-out forces. Piling frame stability. | Week 13 | Installation sequence plan. PDM data processing exercise. |
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| 8 | Scour, Erosion & Seabed Mobility | Scour assessment (piles, monopiles, GBS, pipelines/cables). Scour protection design. Seabed mobility assessment. Mobile sediment mitigation. | Week 14 | Scour calculation for monopile. Protection design recommendation. |
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| 9 | Pipeline & Cable Engineering (Geotech) | Pipe-soil interaction, on-bottom stability. Trenching assessment. CBRA methodology, burial risk. Cable routing, RPL generation. Thermal conductivity assessment. | Week 15 | Pipe-soil interaction parameter derivation. Trenching assessment summary. |
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| 10 | Dynamic / EQ Engineering & Floating Foundations | Design parameter selection (G vs strain, damping). Free-field analysis (EERA). Liquefaction assessment. Seismic loading on foundations. Floating foundation concepts, mooring loads. | Week 16 | 1D site response analysis exercise. Liquefaction screening calc. |
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| 11 | Numerical Modelling Introduction | PLAXIS 2D (Mohr-Coulomb, displacement & load controlled). FLAC 3D / ABAQUS awareness. Advanced soil models. Scripting basics (Python/VBA). | Week 17-18 | PLAXIS 2D tutorial: shallow FDN. Comparison with hand calc. |
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| 12 | Reporting, Review & Professional Practice | Foundation design report writing (EC7 format). Document review. Specification writing. Quality management, proposal preparation. | Ongoing | Draft FDN design report section. Peer review exercise. |
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| # | Module | Week | Topic / Lesson | Learning Objectives & Content | Practical Activity | Reference Codes / Tools | Assessment | % Compl. | Comments / Actions |
|---|---|---|---|---|---|---|---|---|---|
| 1 | Jack-Up Analysis | 1 | Leg Penetration Assessment | Leg penetration depth. ISO/SNAME basic LPA. Punch-through risk. Soil back-flow. Effect of layered soils. | LPA calculation for 3-layer soil. Identify punch-through zones. Plot penetration resistance vs depth. | ISO 19905-1, SNAME | LPA exercise | — |
7 hours of presentations introducing LPA topics. Next step: complete internal tool. Design inputs from CPT data needed. |
| 1 | Jack-Up Analysis | 2 | Spudcan Stability & Fixity | Stability envelope. Fixity assessment. Spudcan-pile interaction. Advanced Pt/Hu methods. SSA input/management. | Construct stability envelope. Assess spudcan-pile interaction. Prepare SSA input summary. | ISO 19905-1, SNAME | Stability envelope | — |
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| 2 | Regulatory Framework | 3 | Offshore Geotechnical Codes & Regulations | API RP2A (WSD & LRFD), Eurocode 7, ISO 19901-4. DNVGL ST-0126, DNV CN 30.4. BS5930/ISO 14688-1 soil description. Local regulatory requirements. Suction anchor codes (API RP2SK, ISO 19901-7). VLA codes (API RP2T). Seismic (ISO 19901-2). | Create reference matrix: Code vs Foundation type vs Region. Case study: North Sea vs Gulf of Mexico regulatory comparison. | API RP2A, EC7, ISO 19901-4, API RP2SK, RP2T | Quiz + written summary | — |
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| 3 | Site Characterisation | 4 | CPT Processing & Lab Interpretation | CPT test processing. Derivation of: su, Dr, phi, OCR, constrained modulus, G0. Dissipation tests (Ch). Seismic cone testing. CU triaxial: su, eps50. CD/CU+U: c, phi. Oedometer: OCR, Cc, Cr. Cyclic tests. Rock properties. | Process a real CPT dataset. Derive parameters. Plot su/Dr profiles. Interpret lab test results. Compare CPT vs lab. | CPT tools, Excel | Worked example + parameter summary | — |
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| 3 | Site Characterisation | 5 | Ground Model & Geohazards | Integrated Ground Model. Geological zonation. Geohazards (seismicity, liquefaction). Geomorphology. Design Soil Profile (DSP) selection. | Build simplified ground model. Produce DSP. Identify geohazards. | GIS, geological data | Ground model report | — |
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| 4 | Shallow FDN Design | 6 | Bearing Capacity & Combined Loading | Undrained bearing capacity in clay. Drained in sand. Effect of skirt depth, embedment. API RP2A / DNV CN 30.4 methods. VHM failure envelope for CLAY (Bransby & Randolph). Failure envelope for SAND. Interaction diagrams. | Hand calc: undrained bearing capacity of mudmat. Build VHM envelope. Check load combination. | API RP2A, DNV CN 30.4, Excel | Hand calc + VHM exercise | — |
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| 4 | Shallow FDN Design | 7 | Settlement & Stiffness | Settlement (compressibility, OCR). Foundation stiffness. Consolidation vs immediate settlement. SLS checks. | Calculate settlement under operational loads. Derive stiffness values. | Excel, consolidation theory | Settlement calc | — |
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| 5 | Pile FDN Design | 8 | Axial Pile Capacity | API/ISO axial methods. Skin friction + end bearing. SRD empirical methods. qc-based (Alm & Hamre). Pin piles in soil and rock. | Calculate axial capacity in layered soil. Compare SRD methods. | OPile, API RP2A, ISO 19901-4 | Capacity calc | — |
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| 5 | Pile FDN Design | 9 | Lateral Response & Monopiles | P-Y, T-Z, Q-Z curves. Lateral pile analysis. Monopile - PISA method. Large diameter considerations. Drilled & grouted pile design. Piles in rock. | OPile: generate P-Y curves. Monopile lateral analysis. Compare PY vs PISA. Worked example: drilled pile in rock. | OPile, PISA, DNVGL ST-0126 | OPile exercise | — |
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| 5 | Pile FDN Design | 10 | Pile Driveability | Wave equation analysis. Vibro-driving. Fatigue during driving. Hammer selection recommendations. Pile tip buckling/damage assessment. | Driveability assessment. Interpret blow count plot. Recommend hammer. | GRLWEAP, Excel | Driveability report | — |
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| 6 | Suction Caisson | 11 | Suction Caisson Design | Penetration (self-weight + suction). Capacity in clay/sand. Uplift resistance (RTA, TLP). Mooring anchor capacity. Stiffness (Doherty & Deeks 2003). | Penetration calc in clay. Holding capacity. Derive stiffness. | API RP2SK, ISO 19901-7 | Penetration + capacity | — |
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| 6 | Suction Caisson | 12 | Drag Anchors & VLAs | Drag anchor penetration/capacity. HHC, VLA capacity. Mooring loads. Shared anchor loads. Anchor selection. | Drag anchor capacity calc. Compare anchor types for mooring. | API RP2SK, API RP2T | Anchor comparison | — |
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| 7 | Installation Analysis | 13 | Installation Methods | PDM: preparation, acquisition, processing, back-analysis. CAPWAP. PDM interpretation report. Suction caisson installation. Piling frame stability. Mudmat skirt penetration. Vibro-driving. Drilling. HDD / Direct Pipe. Break-out forces. | Process PDM dataset. Write interpretation summary. Skirt penetration resistance. Break-out force calc. | PDM tools, CAPWAP, Excel | PDM exercise + Installation plan | — |
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| 8 | Scour & Mobility | 14 | Scour Assessment & Protection | Scour: piles, monopiles, GBS, pipelines, cables. Protection design + specs. Seabed mobility. Rock berm design. Mobile sediment mitigation. | Scour depth for monopile. Design rock armour protection. | DNV-RP-F109, Excel | Scour design note | — |
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| 9 | Pipeline & Cable | 15 | Pipe-Soil Interaction & Trenching | Pipeline penetration. Pipe-soil parameters. Axial/uplift resistance. On-bottom stability. Free span. Trenching: jet, plough, mechanical, MFE. CBRA methodology. Burial risk. Cable routing, RPL. | Derive pipe-soil parameters from CPT. Stability check. Trenching assessment for cable route. CBRA burial risk matrix. | DNV-RP-F109, F114, CBRA, GIS | Parameter derivation + CBRA | — |
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| 10 | Dynamic / EQ | 16 | Seismic Engineering & Floating FDN | G vs strain, damping. Free-field (EERA). Liquefaction (CPT). Effect on pipelines/foundations. Slope stability. PSHA. Floating FDN types. Mooring loads derivation. Shared anchor loads. Dynamic cable config. | 1D site response (EERA). Liquefaction screening. Review floating wind concept. Derive mooring loads. | EERA, ISO 19901-2, mooring tools | Site response + concept review | — |
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| 11 | Numerical Modelling | 17 | PLAXIS 2D Introduction | Mohr-Coulomb model. Displacement-controlled FDN. Load-controlled (combined loading). Settlement analysis. Scripting intro (Python/VBA). | PLAXIS tutorial: strip footing. Compare with hand calc. | PLAXIS 2D, Python | PLAXIS tutorial | — |
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| 11 | Numerical Modelling | 18 | Advanced FE Awareness | FLAC 3D, ABAQUS awareness (FDN, buckling, CEL). Cam-Clay, seepage analysis. FD, FP modelling. Machine learning/AI awareness. | Review ABAQUS output. Discuss 2D vs 3D. Compare soil models. | ABAQUS, FLAC 3D | Discussion / Q&A | — |
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| 12 | Reporting | Ongoing | Report Writing & Review | FDN design report (EC7). Rig move/LPA report. Pipeline report (geotech). Factual report review. Specs, proposals, quality management. | Draft FDN report section. Review sample report. Write pile test spec. | EC7, report templates | Peer-reviewed report | — |
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| # | Module | W1 | W2 | W3 | W4 | W5 | W6 | W7 | W8 | W9 | W10 | W11 | W12 | W13 | W14 | W15 | W16 | W17 | W18 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Jack-Up / LPA / Spudcan | ||||||||||||||||||
| 2 | Regulatory Framework | ||||||||||||||||||
| 3 | Site Characterisation | ||||||||||||||||||
| 4 | Shallow Foundation Design | ||||||||||||||||||
| 5 | Pile Foundation Design | ||||||||||||||||||
| 6 | Suction Caisson & Anchors | ||||||||||||||||||
| 7 | Installation Analysis | ||||||||||||||||||
| 8 | Scour & Seabed Mobility | ||||||||||||||||||
| 9 | Pipeline & Cable Eng. | ||||||||||||||||||
| 10 | Dynamic / EQ / Floating | ||||||||||||||||||
| 11 | Numerical Modelling | ||||||||||||||||||
| 12 | Reporting & Practice |
| # | Module / Area | Calculation Sheet Title | Description / Scope | Status | % Progress | Comments / Actions |
|---|---|---|---|---|---|---|
| 1 | Jack-Up / LPA | Leg Penetration Assessment (LPA) - Basic ISO/SNAME | Bearing capacity vs depth for spudcan in layered soils. Punch-through screening. | In Progress | 70% | — |
| 2 | Jack-Up / LPA | Spudcan Stability Envelope | VHM stability envelope for spudcan at final penetration depth. | Not Started | 0% | — |
| 3 | Jack-Up / LPA | Spudcan Fixity Assessment | Rotational stiffness and fixity for structural analysis input. | Not Started | 0% | — |
| 4 | Jack-Up / LPA | Spudcan-Pile Interaction Assessment | Interaction check between spudcan and existing piled foundations. | Not Started | 0% | — |
| 5 | Jack-Up / LPA | Punch-Through Risk Assessment | Detailed punch-through analysis for multi-layered soil profiles. | Not Started | 0% | — |
| 6 | Site Characterisation | CPT Data Processing & Interpretation | Raw CPT data processing, qt correction, parameter derivation (su, Dr, phi, OCR). | Not Started | 0% | — |
| 7 | Site Characterisation | Design Soil Profile (DSP) Selection | Statistical analysis of soil parameters, selection of characteristic values. | Not Started | 0% | — |
| 8 | Site Characterisation | Dissipation Test Interpretation | Ch derivation from piezocone dissipation tests. | Not Started | 0% | — |
| 9 | Site Characterisation | Laboratory Test Interpretation Summary | Triaxial (CU, CD), oedometer, cyclic test parameter derivation. | Not Started | 0% | — |
| 10 | Site Characterisation | Integrated Ground Model | Geological and geotechnical data integration, unit definition. | Not Started | 0% | — |
| 11 | Shallow FDN Design | Mudmat Bearing Capacity - Undrained (Clay) | Undrained vertical bearing capacity using Skempton/Davis & Booker methods. | Not Started | 0% | — |
| 12 | Shallow FDN Design | Mudmat Bearing Capacity - Drained (Sand) | Drained bearing capacity using Hansen/Meyerhof methods. | Not Started | 0% | — |
| 13 | Shallow FDN Design | VHM Combined Loading Envelope - Clay | Failure envelope for combined vertical, horizontal, moment loading on clay. | Not Started | 0% | — |
| 14 | Shallow FDN Design | VHM Combined Loading Envelope - Sand | Failure envelope for combined loading on sand. | Not Started | 0% | — |
| 15 | Shallow FDN Design | Settlement Assessment | Immediate + consolidation settlement under operational/storm loads. | Not Started | 0% | — |
| 16 | Shallow FDN Design | Foundation Stiffness Calculation | Vertical, horizontal, rotational stiffness for structural analysis. | Not Started | 0% | — |
| 17 | Shallow FDN Design | Skirt Penetration Resistance | Required suction and self-weight penetration for skirted mudmats. | Not Started | 0% | — |
| 18 | Shallow FDN Design | Sliding Resistance Check | Horizontal sliding check under operational and extreme loads. | Not Started | 0% | — |
| 19 | Pile FDN Design | Axial Pile Capacity - API Method | Skin friction and end bearing using API RP2A (clay: alpha method, sand: beta method). | Not Started | 0% | — |
| 20 | Pile FDN Design | Axial Pile Capacity - CPT-Based (Alm & Hamre / UWA) | CPT-based capacity using direct methods (ICP, UWA, Fugro, NGI). | Not Started | 0% | — |
| 21 | Pile FDN Design | P-Y Curve Derivation | Lateral soil springs for pile lateral response analysis. | Not Started | 0% | — |
| 22 | Pile FDN Design | T-Z and Q-Z Curve Derivation | Axial soil springs for pile axial response analysis. | Not Started | 0% | — |
| 23 | Pile FDN Design | Monopile Lateral Analysis (PISA Method) | Large diameter monopile design using PISA framework. | Not Started | 0% | — |
| 24 | Pile FDN Design | Pile Driveability Assessment | SRD calculation, wave equation analysis, hammer selection. | Not Started | 0% | — |
| 25 | Pile FDN Design | Pile Fatigue During Driving | Fatigue damage accumulation during pile installation. | Not Started | 0% | — |
| 26 | Pile FDN Design | Drilled & Grouted Pile Capacity | Capacity assessment for drilled and grouted piles in rock/soil. | Not Started | 0% | — |
| 27 | Pile FDN Design | Pile Group Capacity & Settlement | Group effects on capacity and settlement for pile groups. | Not Started | 0% | — |
| 28 | Pile FDN Design | Pile Tip Buckling Assessment | Structural check for pile tip integrity during driving. | Not Started | 0% | — |
| 29 | Suction Caisson | Suction Caisson Penetration Analysis | Self-weight + suction penetration in clay and sand. Required/available suction. | Not Started | 0% | — |
| 30 | Suction Caisson | Suction Caisson Axial Capacity (Compression & Tension) | Vertical capacity under compression and uplift loading. | Not Started | 0% | — |
| 31 | Suction Caisson | Suction Caisson VHM Capacity Envelope | Combined loading capacity for caisson foundations. | Not Started | 0% | — |
| 32 | Suction Caisson | Suction Caisson Stiffness (Doherty & Deeks) | Foundation stiffness for structural analysis input. | Not Started | 0% | — |
| 33 | Suction Caisson | Drag Anchor Capacity Calculation | Drag anchor holding capacity for mooring systems. | Not Started | 0% | — |
| 34 | Suction Caisson | VLA (Vertically Loaded Anchor) Capacity | Capacity of vertically loaded anchors per API RP2T. | Not Started | 0% | — |
| 35 | Suction Caisson | Mooring Line Loads at Mudline | Derivation of anchor loads from mooring analysis. | Not Started | 0% | — |
| 36 | Installation | PDM Data Processing & Back-Analysis | Pile driving monitoring data processing, SRD back-calculation. | Not Started | 0% | — |
| 37 | Installation | CAPWAP Analysis Summary | Signal matching analysis for pile capacity verification. | Not Started | 0% | — |
| 38 | Installation | Piling Frame Stability Assessment | Overturning and sliding check for piling template. | Not Started | 0% | — |
| 39 | Installation | Break-Out Force Calculation | Extraction/break-out force for mudmats and foundations. | Not Started | 0% | — |
| 40 | Installation | HDD Feasibility Assessment | Horizontal directional drilling assessment for cable/pipeline landfall. | Not Started | 0% | — |
| 41 | Scour & Erosion | Scour Depth Assessment - Monopile | Local and global scour depth prediction around monopile. | Not Started | 0% | — |
| 42 | Scour & Erosion | Scour Depth Assessment - Jacket/Pile Group | Scour depth around jacket structures and pile groups. | Not Started | 0% | — |
| 43 | Scour & Erosion | Scour Depth Assessment - GBS | Scour prediction around gravity base structures. | Not Started | 0% | — |
| 44 | Scour & Erosion | Scour Protection Design (Rock Armour) | Rock armour sizing, filter design, extent of protection. | Not Started | 0% | — |
| 45 | Scour & Erosion | Seabed Mobility Assessment | Sediment transport, bedform migration, reference seabed level. | Not Started | 0% | — |
| 46 | Pipeline & Cable | Pipe-Soil Interaction Parameters | Axial and lateral friction, embedment for unburied pipe. | Not Started | 0% | — |
| 47 | Pipeline & Cable | On-Bottom Stability Analysis | Hydrodynamic stability check for pipeline on seabed. | Not Started | 0% | — |
| 48 | Pipeline & Cable | Free Span Assessment | Allowable free span length based on VIV and static criteria. | Not Started | 0% | — |
| 49 | Pipeline & Cable | Trenching Performance Assessment | Jet trencher / plough / cutter performance prediction. | Not Started | 0% | — |
| 50 | Pipeline & Cable | Cable Burial Risk Assessment (CBRA) | Burial depth assessment using CBRA methodology. | Not Started | 0% | — |
| 51 | Pipeline & Cable | Thermal Conductivity Assessment | Soil thermal resistivity for cable rating calculations. | Not Started | 0% | — |
| 52 | Pipeline & Cable | Upheaval Buckling Assessment | Uplift resistance and buckling check for buried pipeline. | Not Started | 0% | — |
| 53 | Dynamic / EQ | 1D Site Response Analysis (EERA) | Free-field ground response analysis using equivalent linear method. | Not Started | 0% | — |
| 54 | Dynamic / EQ | Liquefaction Screening (CPT-Based) | Factor of safety against liquefaction using Robertson/Boulanger-Idriss. | Not Started | 0% | — |
| 55 | Dynamic / EQ | Seismic Loading on Shallow Foundation | Bearing capacity and stability under seismic loading. | Not Started | 0% | — |
| 56 | Dynamic / EQ | Seismic Loading on Pile Foundation | Pile response under earthquake loading, kinematic + inertial. | Not Started | 0% | — |
| 57 | Numerical Modelling | PLAXIS 2D - Shallow FDN Bearing Capacity | FE verification of mudmat bearing capacity vs hand calc. | Not Started | 0% | — |
| 58 | Numerical Modelling | PLAXIS 2D - Combined Loading (VHM) Swipe | Displacement-controlled analysis to derive failure envelope. | Not Started | 0% | — |
| Section | Description | Height [m] | Volume [m³] |
|---|---|---|---|
| Top cone | Inverted cone at top | – | |
| Mid cylinder | Cylindrical mid section | – | |
| Base cone | Lower conical section | – | |
| Total Vspudcan | – | – | |
| Vbase (no backflow) | – | – | |
| # | Soil Type | Top [m] | Bottom [m] | γ' [kN/m³] | su Top [kPa] | su Bot [kPa] | φ [°] | Interface below ↓ |
|---|
| # | Soil Type | Top [m] | Bottom [m] | γ' [kN/m³] | su Top [kPa] | su Bot [kPa] | φ [°] | Interface below ↓ |
|---|
| Risk Category | Rating | Comments |
|---|---|---|
| Data Adequacy / Uncertainty | ||
| Punch Through Risk | ||
| Rapid Leg Penetration / Squeezing Risk | ||
| Scour Awareness | ||
| Boulder / Obstruction Risk | ||
| Extraction Risk |
The Leg Penetration Assessment (LPA) evaluates the resistance of the seabed to penetration of a jack-up rig spudcan. The analysis predicts the penetration resistance Qv [MN] as a function of tip depth, which is then compared to the preload applied during installation to determine expected penetration depth and assess punch-through risk.
This tool implements the procedures described in the SNAME T&R 5-5A (2002) guidelines, using the Xie et al. (2010) bottom-up multilayer stacking algorithm for profiles with multiple soil layers.
The spudcan is modelled as three sections (SNAME 2002 Fig. C6.1):
Where D is the maximum diameter and htop, hmid, hbase are the heights of each section.
The base cone angle (included angle at the tip) is computed from: angle = 2 × arctan(D / (2 × hbase)) converted to degrees.
For a spudcan penetrating a uniform clay layer, the ultimate vertical bearing capacity follows the Skempton (1951) formulation as adopted in SNAME (2002):
The factors are computed as:
| Symbol | Name | Formula / Value |
|---|---|---|
| Nc | Bearing capacity factor | 5.14 (Skempton, 1951) |
| Nq | Surcharge factor | 1.0 (for clay) |
| sc | Shape factor | 1 + Nq/Nc = 1.194 |
| dc | Depth factor | 1 + 0.4 × D/B for D/B ≤ 1 1 + 0.4 × arctan(D/B) for D/B > 1 |
| su | Undrained shear strength | Averaged over B/2 window below tip |
| p0' | Effective overburden at tip | ∑ γ'i × hi |
| A | Bearing area | π × D² / 4 |
For sand layers, the bearing capacity uses the Vesic (1975) formulation:
| Symbol | Name | Formula |
|---|---|---|
| Nq | Surcharge factor | exp(π tan φ) · tan²(45 + φ/2) |
| Nγ | Self-weight factor | 2(Nq + 1) tan φ |
| sq | Shape factor (q) | 1 + tan φ |
| sγ | Shape factor (γ) | 0.6 (constant for circular) |
| dq | Depth factor (q) | 1 + 2 tan φ (1−sin φ)² · D/B (for D/B ≤ 1) 1 + 2 tan φ (1−sin φ)² · arctan(D/B) (for D/B > 1) |
| dγ | Depth factor (γ) | 1.0 (constant) |
For profiles with multiple soil layers, the Xie et al. (2010) bottom-up stacking algorithm is used. At each tip depth D, the algorithm:
Step 1: Compute overburden p0' at the current tip depth by summing contributions from all layers above.
Step 2: Start with the bearing capacity of the bottom-most layer (treated as a single layer).
Step 3: Walk upward through layers. For each interface between upper layer i and lower layer i+1:
Step 4: After all interfaces are processed, add the displaced volume term to account for soil weight:
Where H is the distance from spudcan tip to the lower layer interface, cu,t is the average undrained shear strength of the upper layer between current depth and interface, and qb = Qlower/A is the unit bearing pressure of the lower layer.
Clay squeezing occurs when spudcan diameter is large relative to layer thickness, causing lateral extrusion of clay.
Where T is the thickness of the clay layer below the spudcan and cu is the average undrained shear strength over window min(B/2, T).
Two bounding conditions are considered for the soil displaced by spudcan penetration:
The Leg Extraction Assessment (LEA) predicts the force required to extract a jack-up spudcan from the seabed after operations. The methodology follows Purwana et al. (2010), which decomposes the total extraction resistance into two components:
Qtop — Backfill resistance above the spudcan (breakout factor):
Qbase — Reverse bearing capacity (suction) below the spudcan:
| Symbol | Name | Description |
|---|---|---|
| B | Spudcan diameter | Maximum diameter of the spudcan (m) |
| Db | Depth of max bearing area | tip depth − htip |
| Dt | Backfill depth | Db − tspud (depth of soil above spudcan top) |
| c̄u | Average undrained shear strength | Mean cu from mudline to Db |
| cu,b | cu at base | Undrained shear strength at depth Db |
| S | Shape factor | 1.8 (Merifield et al. 2003) |
| Fg,top | Reconsolidation factor (top) | Typically 0.6 (reconsolidated backfill) |
| Fg,base | Reconsolidation factor (base) | Typically 1.0 (intact soil below) |
| htip | Tip to max bearing area | Distance from spudcan tip to max diameter level |
| tspud | Spudcan thickness | Thickness of the spudcan at max diameter |
| γ' | Submerged unit weight | Effective (buoyant) unit weight of soil (kN/m³) |
SNAME (2002). T&R Bulletin 5-5A: Guidelines for Site Specific Assessment of Mobile Jack-Up Units. Society of Naval Architects and Marine Engineers, 2nd Ed.
Xie, Y., Leung, C.F., & Chow, Y.K. (2010). An analytical solution to spudcan penetration in multi-layer soils. Geotechnique Letters, 1, 7–12.
Vesic, A.S. (1975). Bearing Capacity of Shallow Foundations. In: Foundation Engineering Handbook (Winterkorn & Fang, eds.), Van Nostrand Reinhold.
Skempton, A.W. (1951). The Bearing Capacity of Clays. Proc. Building Research Congress, London, Vol. 1, 180–189.
Meyerhof, G.G. & Chaplin, T.K. (1953). The Compression and Bearing Capacity of Cohesive Soils. British Journal of Applied Physics, 4, 20–26.
Meyerhof, G.G. (1974). Ultimate Bearing Capacity of Footings on Sand Layer Overlying Clay. Canadian Geotechnical Journal, 11(2), 223–229.
Brown, J.D. & Meyerhof, G.G. (1969). Experimental Study of Bearing Capacity in Layered Clays. Proc. 7th Int. Conf. on Soil Mechanics, Mexico City, 2, 45–51.
Osborne, J.J. et al. (2011). The InSafeJIP — improved methodologies for jack-up site assessment. Frontiers in Offshore Geotechnics II, Taylor & Francis.
Purwana, O.A., Leung, C.F., Chow, Y.K. & Foo, K.S. (2010). An assessment of jackup spudcan extraction. Proc. 2nd Int. Symp. on Frontiers in Offshore Geotechnics (ISFOG), Perth, 597–602.
Merifield, R.S., Lyamin, A.V. & Sloan, S.W. (2003). Three-dimensional lower-bound solutions for the stability of plate anchors in sand. Géotechnique, 53(4), 385–397.
Origin: grid under LP3 (bottom-left corner when looking from above)
The working dimension is the effective length from hook centre to lifting point, accounting for bending losses at shackle eyes and hook contact. WD = Dpin/2 + Linside + Lsling + Linside + Dpin/2 + BL − Dhook/2, where BL is the sum of bending losses at each contact point.
The CoH is determined by the intersection of four spheres centred at each lifting point with radii equal to their working dimensions. The 3D intersection is solved by reducing 4 sphere equations to 3 linear equations and solving via matrix methods.
Vertical load distribution uses bilinear interpolation based on CoG position relative to the quadrilateral formed by the four lifting points. The fraction per LP depends on the ratios of distances from CoG to opposite LP pairs.
SDL = FV / sin(α − αinaccuracy), where FV is the vertical load per LP and α is the sling angle from horizontal. The inaccuracy deduction (typically 2.5°) accounts for as-built geometry tolerances.
Per DNV-OS-H205 / IMCA M179:
Per DNV-OS-H205 Appendix A: SKL = 1 + (ε0) / (ε + εadd), where ε0 is length tolerance strain, ε is average elastic strain from DHL, and εadd = 0.0035 × cos(θ).
Module tilt results from the eccentricity between CoH projection and CoG. Tilt% = e/(ZCoH − ZCoG) × 100, where e = √(eX² + eY²). Absolute tilt per LP is derived from the X and Y tilt components.
Source: Pre-processed CPT data from AGS files or interpreted geotechnical spreadsheets. The data should already include computed stress values and interpreted strength parameters.
Format: Copy & paste from Excel, or use tab-separated or comma-separated text. The first row must be a header row (any header names are fine — columns are read by position, not name).
| Row | Depth [m] | σv [kPa] | σ'v [kPa] | qc [MPa] | fs [MPa] | δ [°] | φ [°] | UCS [MPa] |
|---|
| # | Soil Type | From Depth [m] | To Depth [m] |
|---|
| Max SRD | - |
| Depth at Max SRD | - |
| SRD at Pile Tip Depth | - |
| Max Shaft Resistance | - |
| Max Tip Resistance | - |
| Pile Impedance Z | - |
| Ram Stroke | - |
| Energy at Impact | - |
| Impact Velocity | - |
| Peak Driving Stress | - |
| Wave Speed c | - |
| Self-Weight Pen. | - |
| Hammering Starts At | - |
| Max Blow Count | - |
| Depth at Max BC | - |
| Blow Count at Tip | - |
| Total Blows | - |
| Refusal Depth | - |
| Drivability | - |
| Depth [m] | SRD [kN] | Set/Blow [mm] | Blows/m | Cum. Blows | Driving Stress [MPa] | Status |
|---|
Unit Shaft Friction:
Unit End Bearing: qb = 0.6 · qc
Unit Shaft Friction:
Unit End Bearing: qb = 0.15 · qc · (qc/σ'v0)0.2
Unit Shaft Friction: qf = a · fs · max(1, z/Dext)c · (1 − (Dint/Dext)²)b
Unit End Bearing: qb = 0.25 · qc
End Bearing (Stevens 1982): qb = UCS · Nc,r
Shaft Friction – COWI Clay-like: Same as cohesive (fsi = fs,CPT) with friction fatigue, applied to both internal and external surfaces.
Shaft Friction – COWI Sand-like: Same as non-cohesive (K-based) with friction fatigue, applied to external surface only.
Shaft Friction – Kadivar UCS-based:
As the pile penetrates deeper, soil above the tip experiences friction fatigue. The exponential decay factor exp(k · (d − p)) reduces the shaft friction from its initial value towards the residual value. At the pile tip (d=p), there is no reduction. Further above the tip, the reduction increases exponentially.
SRD = Qf,external + Qf,internal + Qp,coring
This tool implements the Smith (1960) one-dimensional wave equation — the same fundamental method used by GRLWEAP. The pile is discretized into lumped-mass segments connected by springs, and the stress wave propagation from each hammer blow is simulated in the time domain using explicit finite-difference integration.
Unlike simplified energy-balance formulas (Hiley, Gates, ENR), the Smith model correctly captures wave propagation effects: the stress wave travels at ~5100 m/s through the steel pile, reflects off soil resistance and the pile toe, and the pile segments move independently rather than as a rigid body. This is critical for long offshore piles where the pile length greatly exceeds the stress wave pulse length.
Understanding each input parameter is essential for producing realistic blow count predictions. Below is a detailed explanation of every input, what it physically represents, and how it feeds into the calculation.
| Parameter | What it is | How it feeds into the calculation | Typical range |
|---|---|---|---|
| Rated Energy [kJ] | Maximum energy the hammer can deliver per blow at full stroke, as stated by the manufacturer | Multiplied by efficiency to give kinetic energy of ram at impact: Eimpact = Erated × η. This sets the initial velocity of the ram in the Smith model. | 1500–5000 kJ |
| Ram Weight [kN] | Weight of the falling ram (the heavy mass that strikes the pile head). This is the main moving part of the hammer. | Converted to mass Mram = W / g, then used to compute impact velocity: v = √(2E / M). Heavier ram at same energy = lower velocity but more momentum = better energy transfer to heavy piles. | 500–3000 kN |
| Ram Stroke h [m] | The fall height of the ram before impact. This is the distance the ram travels (under gravity + hydraulic push) before hitting the pile head. | In "Stroke" mode: E = Wram × h (gravity energy). In "Rated Energy" mode: stroke is shown for reference only. Reducing the stroke is how operators reduce energy during soft-start or when approaching refusal. | 0.5–2.1 m |
| Efficiency η [%] | Fraction of rated energy that becomes kinetic energy of the ram at the moment of impact. Losses come from friction in guides, misalignment, and pre-compression of air. | Eimpact = Erated × η. Directly scales the ram velocity and therefore the force of impact. Higher efficiency = harder blow. | Hydraulic: 95% Diesel: 80% Drop: 60% |
| Parameter | What it is | How it feeds into the calculation | Typical range |
|---|---|---|---|
| Coeff. of Restitution e | Ratio of rebound velocity to impact velocity at the ram-pile interface. Measures how "bouncy" the impact is. Steel-on-steel is more elastic (higher e); with a cushion, more energy is absorbed (lower e). | Used in the Smith model for ram rebound after impact. Higher e = more energy returns to the ram (wasted), less goes into the pile. In the Smith solver, the cushion spring handles this naturally. | 0.3–0.5 |
| Helmet + Cushion Weight [kN] | The driving helmet (cap) sits on top of the pile and absorbs/distributes the blow. The cushion is a pad between the ram and the helmet. Together they add mass between the ram and the pile. | Modelled as a separate lumped mass in the Smith model, connected to the ram via the cushion spring and to the pile top via a stiff spring. Heavier helmet = more momentum but slower response. | 10–100 kN |
| Energy Reduction Factor | Fraction of hammer energy that actually reaches the pile after losses through the cushion, cap, and helmet. Accounts for hysteretic (heat) losses in the cushion material. | Used to compute the delivered energy shown in the summary (Edelivered = Erated × η × reduction). Also controls the cushion spring stiffness in the Smith model: stiffer cushion = higher reduction factor = more energy transfer. | 0.75–0.95 |
| Parameter | What it is | How it feeds into the calculation | Typical range |
|---|---|---|---|
| Shaft Quake Qs [mm] | Maximum elastic deformation of the soil along the pile shaft before it yields (goes plastic). Think of it as the "spring travel" of the soil spring. | Soil spring is linear up to Q, then perfectly plastic beyond Q. Higher quake = more energy absorbed elastically = less permanent set = higher blow count. This is "wasted" energy that doesn't advance the pile. | 2.5 mm (standard) |
| Toe Quake Qt [mm] | Same as shaft quake but for the pile toe (tip). Can be larger for soft soils or smaller for rock. | Same mechanism as shaft quake. For open-ended piles on rock, use 1.0 mm. For soft soil, up to D/60. | 1.0–2.5 mm |
| Shaft Damping Js [s/m] | Smith viscous damping coefficient for shaft resistance. Represents the velocity-dependent component of soil resistance — faster pile motion = more resistance. | Rdynamic = J × Rstatic × v. Higher J = more energy lost to viscous damping = higher blow count. Clay has much higher damping than sand (clay is more viscous). | Sand: 0.16 Clay: 0.65 Silt: 0.33 |
| Toe Damping Jt [s/m] | Same as shaft damping but for the pile toe. Typically 0.50 for all soil types (GRLWEAP recommendation). | Same formula: Rd,toe = Jt × Rs,toe × vtoe. Since the toe moves faster than shaft segments, toe damping has a significant effect. | 0.50 (all soils) |
| Parameter | What it is | How it feeds into the calculation | Typical range |
|---|---|---|---|
| Refusal Limit [bl/m] | The blow count threshold above which driving is considered impractical or risks equipment damage. If the predicted blow count exceeds this, the pile is flagged as "refusal". | Used to flag rows in the results table and to determine the refusal depth (deepest penetration before blow count exceeds limit). Also used for the drivability verdict. | 800–1200 bl/m |
| Max Total Blows | Upper limit on the cumulative number of hammer blows over the entire driving sequence. Exceeding this risks fatigue damage to the pile steel. | Compared against the cumulative blow count. If exceeded, the drivability verdict flags "fatigue risk". Typical limit is 5,000–15,000 blows. | 5000–15000 |
You enter the manufacturer's rated energy directly in kJ. The tool computes the equivalent stroke as h = Erated / Wram for display. Use this when you know the hammer specs from the data sheet.
Example: 2000 kJ rated, 1000 kN ram → equivalent stroke = 2.0 m
You set the stroke height in metres, and the energy is calculated as E = Wram × h. Use this to model reduced-energy driving (soft-start, approaching refusal, or when the vessel master requests lower energy).
Example: 1000 kN ram at 1.0 m stroke → E = 1000 kJ (half energy)
The hammer-pile-soil system is idealized as a chain of lumped masses connected by springs:
The simulation runs in time steps of ~0.1 ms. At each step: spring forces are computed between adjacent masses, soil resistance is evaluated, and velocities/displacements are updated. The permanent set emerges naturally from the simulation — no energy balance formula is needed.
At each time step Δt, the equation of motion is solved for every segment:
Where:
Time integration (explicit Euler):
CFL stability condition: Δt < ΔL / cwave. We use Δt = ΔL / (c · 1.6) per GRLWEAP recommendation (safety factor 1.6).
Ram impact: At t=0, the ram has velocity v0 = √(2 · Edelivered / Mram). All other elements are at rest. The ram is connected to the helmet via a cushion spring (compression only — no tension, allowing ram separation after rebound).
7.4 Soil Resistance Model (at each pile segment):
At each embedded pile segment, the soil resistance has two components (GRLWEAP Eq. 3.21-3.22):
Where Q = quake (max elastic deformation), Ru = ultimate static resistance at that segment, J = Smith damping factor, and vi = velocity of that pile segment (computed from the wave equation, NOT the ram velocity).
Because the Smith model computes the actual pile velocity at each segment and each time step, the damping is automatically correct — no need for the simplified Newtonian impact velocity approximation. This is the fundamental advantage over the Hiley formula.
Recommended Smith damping values (GRLWEAP 2010):
| Soil | Jskin [s/m] | Jtoe [s/m] |
|---|---|---|
| Clay | 0.65 | 0.50 |
| Sand | 0.16 | 0.50 |
| Silt | ~0.33 | 0.50 |
Sensitivity: decreasing damping by one-third changes blow count by 20–30% (Rausche et al., 2004).
7.5 Blow Count Determination (GRLWEAP Eq. 3.39–3.41):
After the simulation completes for one blow, the permanent set is computed:
The maximum toe displacement is the largest downward displacement reached by the pile toe during the simulation. The weighted average quake represents the elastic rebound. The permanent set is the difference — the net advance of the pile. If set ≤ 0, the pile rebounds fully: refusal.
Before hammering begins, the pile penetrates under its own weight (plus any hammer weight sitting on the pile and crane vertical load). The tool compares the total driving weight against the SRD at each depth. Where SRD < driving weight, the pile sinks freely with zero blow count. Hammering only starts at the depth where SRD first exceeds the driving weight. The driving weight increases with depth as more pile steel enters the ground.
When the ram strikes the pile, a compressive stress wave propagates down the pile at the speed of sound in steel (~5120 m/s). The peak stress from this impact wave is:
The pile impedance Z = E×A/c relates force and velocity in the pile: F = Z×v. The driving stress must remain below the pile steel yield stress (typically 0.9 × fy for S355 steel = ~320 MPa) to avoid pile damage.
Understanding which factors increase blow count helps with hammer selection and risk assessment:
| Factor | Effect on Blow Count | Why |
|---|---|---|
| Higher SRD | ↑↑ Increases strongly | More resistance to overcome; also increases Cp |
| Heavier pile (longer) | ↑↑ Increases strongly | Lower K (energy transfer) + higher Cp + lower vpile |
| Higher damping (clay) | ↑ Increases | More energy lost to viscous effects |
| Bigger hammer energy | ↓↓ Decreases strongly | More energy available per blow |
| Heavier ram | ↓ Decreases | Better K ratio, more momentum transfer |
| Higher quake | ↑ Increases | More elastic energy wasted |
| Parameter | Value |
|---|---|
| Shaft quake (all soils) | 2.5 mm |
| Toe quake (non-displacement) | 2.5 mm |
| Toe quake (displacement, dense) | D/120 |
| Toe quake (displacement, soft) | D/60 |
| Toe quake (hard rock) | 1.0 mm |
| Hammer Type | Efficiency | Notes |
|---|---|---|
| Hydraulic impact | 0.80–0.95 | 0.95 if energy-monitored |
| Open-end diesel | 0.80 | Height, friction, alignment |
| Single-acting air/steam | 0.67 | Height, friction, alignment |
| Drop hammer (winch) | 0.50–0.67 | Most uncertainty |
| # | Soil Type | Top [m] | Bottom [m] | γ' [kN/m³] | cu Top [kPa] | cu Bot [kPa] | φ' [°] | OCR |
|---|
| Source file | Depth [m] | qc [MPa] | fs [MPa] | u2 [MPa] | Rf [%] |
|---|
| qc | Measured cone tip resistance [MPa] |
| fs | Measured sleeve friction [MPa or kPa] |
| u2 | Pore water pressure at shoulder position [kPa] |
| Rf | Friction ratio = 100 · fs / qc [%] |
| anet | Net area ratio of the cone [-] |
| qt | Corrected cone tip resistance = qc + (1 − a) · u2 [MPa or kPa] |
| qnet | Net cone resistance = qt − σv0 [kPa] |
| qE | Effective cone resistance = qt − u2 [kPa] |
| Δu | Excess pore pressure = u2 − u0 [kPa] |
| Bq | Pore pressure ratio = Δu / qnet [-] |
| σv0 | Total vertical (overburden) stress [kPa] |
| σ'v0 | Effective vertical stress = σv0 − u0 [kPa] |
| σ'm | Mean effective stress = (1 + 2K0)/3 · σ'v0 [kPa] |
| σ'p | Preconsolidation stress (yield stress) [kPa] |
| u0 | Hydrostatic (equilibrium) pore water pressure [kPa] |
| pa | Atmospheric pressure = 101.325 kPa |
| dw | Water depth (seabed below sea level) [m] |
| z | Depth below seabed (m bsb) [m] |
| Qtn | Normalised cone resistance (stress-corrected) [-] |
| Fr | Normalised friction ratio = 100 · fs / qnet [%] |
| Ic | Robertson CPT material (soil behaviour type) index [-] |
| n | Stress exponent for Qtn normalisation [-] |
| SBTn | Normalised Soil Behaviour Type (Robertson 9-zone) |
| cu / su | Undrained shear strength [kPa] |
| Nkt | Cone factor for cu from qnet [-] (typical 13–20) |
| NΔu | Cone factor for cu from excess pore pressure [-] (typical 5–8) |
| Nke | Cone factor for cu from effective cone qE [-] (typical 6–10) |
| φ' | Effective (drained) friction angle [°] |
| φ'cs | Critical state friction angle [°] (typically 28–33°) |
| ψ' | Drained dilatancy angle [°] (Bolton 1986) |
| δ | Interface friction angle [°] (≈ φ' − 5°) |
| Dr | Relative density [%] (0% = loosest, 100% = densest) |
| OCR | Over-consolidation ratio = σ'p / σ'v0 [-] |
| K0 | Coefficient of lateral earth pressure at rest = σ'h / σ'v [-] |
| St | Sensitivity = cu(undisturbed) / cu(remoulded) [-] |
| m' | Variable exponent for OCR (Mayne 2009), function of Ic [-] |
| Vs | Shear wave velocity [m/s] |
| G0 / Gmax | Small-strain shear modulus = ρ · Vs² [MPa] |
| M | Constrained (oedometric / 1-D) modulus [MPa] |
| E' | Drained Young's modulus [MPa] |
| ν' | Drained Poisson's ratio [-] (sand ≈ 0.25, clay ≈ 0.35) |
| αM | Modulus factor for M from CPT (Robertson 2009) [-] |
| Ir | Rigidity index = G / cu [-] |
| ASF | Age Scaling Factor for Vs (Andrus 2007) [-] |
| γt | Total (bulk) unit weight [kN/m³] |
| γ' | Submerged (buoyant) unit weight = γt − γw [kN/m³] |
| γw | Unit weight of seawater [kN/m³] (typically 10.1) |
| ρ | Mass density = γt / g [Mg/m³] |
| k | Coefficient of permeability (hydraulic conductivity) [m/s] |
| AFC | Apparent Fines Content (% passing No. 200 sieve) [%] |
| Ns | Sensitivity cone factor for St = Ns / Fr [-] |
| CFC | Fines content fitting parameter (B&I 2014) [-] |
| CRR | Cyclic Resistance Ratio [-] |
| CSR | Cyclic Stress Ratio [-] |
| FSliq | Factor of Safety against liquefaction = CRR / CSR [-] |
| qc1Ncs | Clean-sand equivalent normalised cone resistance [-] |
| MSF | Magnitude Scaling Factor [-] |
| Mw | Moment magnitude of design earthquake [-] |
| amax | Peak ground acceleration at surface [g] |
| rd | Depth reduction factor for CSR [-] |
| CPT | Cone Penetration Test |
| CPTU | Piezocone Penetration Test (with pore pressure) |
| SCPTU | Seismic Piezocone Penetration Test |
| SBTn | Normalised Soil Behaviour Type |
| GIR | Geotechnical Interpretive (Interpretative) Report |
| AGS | Association of Geotechnical & Geoenvironmental Specialists (data format) |
| BE / LE / HE | Best Estimate / Low Estimate / High Estimate |
| LB / UB | Lower Bound / Upper Bound |
| NC / OC | Normally Consolidated / Over-Consolidated |
| DSS | Direct Simple Shear |
| CSSM | Critical State Soil Mechanics |
| bsb / bsf | Below seabed / below seafloor [m] |
| Zone | Soil Type | Ic,RW Range | γt kN/m³ |
|---|---|---|---|
| 1 | Sensitive Fines | Qtn < 12·exp(−1.4·Fr) | 17.5 |
| 2 | Organic Material | Ic ≥ 3.60 | 12.5 |
| 3 | Clay | 2.95 ≤ Ic < 3.60 | 17.5 |
| 4 | Silty Mix / Clayey Silt | 2.60 ≤ Ic < 2.95 | 18.0 |
| 5 | Sandy Mix / Silty Sand | 2.05 ≤ Ic < 2.60 | 18.0 |
| 6 | Sand (clean to silty) | 1.31 ≤ Ic < 2.05 | 18.5–19.0 |
| 7 | Gravelly Sand to Sand | Ic < 1.31 | 19.5–20.0 |
| Very Loose | Dr < 15% |
| Loose | 15–35% |
| Medium Dense | 35–65% |
| Dense | 65–85% |
| Very Dense | Dr > 85% |
| Soil Type | Ic Range | αM Expression |
|---|---|---|
| Fine-grained (clay/silt) | Ic > 2.2 | αM = Qtn (max 14, min 2) |
| Transitional | 1.8 < Ic ≤ 2.2 | αM = Qtn (bounded 2–14) |
| Coarse-grained (sand) | Ic ≤ 1.8 | αM = 0.0188 · 10(0.55·Ic + 1.68) |
| Insensitive | St < 2 |
| Low sensitivity | 2–4 |
| Medium sensitivity | 4–8 |
| Sensitive | 8–16 |
| Extra-sensitive | 16–32 |
| Quick clay | St > 32 |
| Depth | a (BE) | b (BE) |
|---|---|---|
| ≤ 25 m bsb | 32 | 0.15 |
| > 25 m bsb | 30 | 0.1125 |
| GIR Project | Nkt BE | Nkt LE | Nkt HE | Notes |
|---|---|---|---|---|
| Formosa 4 (Taiwan) | 15 | 13 | 17 | Calibrated vs CAU triaxial |
| NNG (North Sea) | 15 | — | 20 | Industry standard, North Sea |
| COP South (New Jersey) | 17.5 | 15 | 20 | Glaciogenic/glaciomarine |
| # | ztop [m] | zbot [m] | Soil Type | γ′ [kN/m³] | φ′ [°] / Su,top [kPa] | δ [°] / Su,bot [kPa] | qc [MPa] | Del |
|---|
Unit shaft friction (API RP 2GEO Section 8.1):
where K = lateral earth pressure coefficient (0.8 tension, 1.0 compression for open-ended), σ′v = vertical effective stress, δ = pile-soil interface friction angle.
Unit end bearing:
| Soil Description | δ [°] | fs,lim [kPa] | Nq | qb,lim [kPa] |
|---|---|---|---|---|
| Very loose sand | 15 | 47.8 | 8 | 1,920 |
| Loose sand | 20 | 67.0 | 12 | 2,880 |
| Medium dense sand | 25 | 81.3 | 20 | 4,800 |
| Dense sand | 30 | 95.7 | 40 | 9,600 |
| Very dense sand/gravel | 35 | 114.8 | 50 | 12,000 |
Ref: API RP 2A-WSD Table 6.4.3-1; API RP 2GEO Section 8.1
where ψ = Su / σ′v. The adhesion factor α is always ≤ 1.0.
Ref: API RP 2GEO Section 8.2; Randolph & Murphy (1985)
Sand shaft friction (compression):
Δσ′rd = 2G·δr/R (dilation term, ~50–100 kPa for dense sand). h = distance from pile tip, R = pile radius, δcv = constant-volume interface friction angle (~28–29° for steel/sand).
Sand end bearing (plugged):
Ref: Jardine, R.J. et al. (2005). ICP design methods for driven piles in sands and clays. Thomas Telford.
Sand shaft friction (compression):
Are = 1 − IFR·(Di/D)² (effective area ratio). IFR = min[1, (Di/1.5)0.2]. Ars = 1 (compression) or 0.75 (tension).
Sand end bearing (plugged):
Ref: Lehane, B.M., Schneider, J.A. & Xu, X. (2005). The UWA-05 method for prediction of axial capacity of driven piles in sand. In: Frontiers in Offshore Geotechnics: ISFOG.
Sand shaft friction (compression):
Tension uses different coefficients. R* = √(Router² − Rinner²). Note: The h/R* exponent of −0.90 indicates very strong friction fatigue — shaft friction drops rapidly with distance from the pile tip. There is no explicit interface friction angle δ in this formulation.
Sand end bearing:
where Ar = 1 − (Di/D)² is the effective area ratio.
Ref: Kolk, H.J., Baaijens, A.E. & Senders, M. (2005). Design criteria for pipe piles in silica sands. Proc. ISFOG, Perth.
Sand shaft friction (compression):
where:
Relative density from CPT (Jamiolkowski 2003):
Sand end bearing:
Ref: Clausen, C.J.F., Aas, P.M. & Karlsrud, K. (2005). Bearing capacity of driven piles in sand, the NGI approach. Proc. ISFOG, Perth.
Sand (O’Neill & Murchison 1983):
pu = min(pus, pud) where pus = (C1·z + C2·D)·γ′·z (shallow) and pud = C3·D·γ′·z (deep).
Soft clay (Matlock 1970):
pu = min[(3 + γ′z/Su + Jz/D)·Su·D, 9·Su·D]. y50 = 2.5·ε50·D.
Ref: API RP 2GEO Section 8.6; Matlock (1970); O’Neill & Murchison (1983)
t-z curves (shaft load-transfer):
Clay: non-linear curve with peak at z/D = 0.01, then softens to 0.7–0.9 of peak.
Sand: linear to peak at z = 2.5 mm, then constant (elastic-perfectly plastic).
Q-z curves (base load-transfer):
Non-linear curve reaching full mobilisation at z/D = 0.10 (10% of diameter).
Ref: API RP 2GEO Section 8.5
Standards:
Key References:
Additional References:
A mudmat design answers three questions:
where Nc = 5.14 (Prandtl solution for strip footing).
Shape factor: sc = 1 + 0.2·(B′/L′). For square: sc = 1.2
Depth factor: dc = 1 + 0.4·arctan(Df/B). For flat plate: dc = 1.0
Inclination factor: ic = 0.5 + 0.5·√(1 − H/(A′·Su))
Effective area (Meyerhof): B′ = B − 2eB, L′ = L − 2eL, where e = M/V
Ref: API RP 2GEO; Brinch Hansen (1970); Skempton (1951)
Bearing capacity factors (Vesic):
| φ′ [°] | Nc | Nq | Nγ |
|---|---|---|---|
| 25 | 20.7 | 10.7 | 10.9 |
| 30 | 30.1 | 18.4 | 22.4 |
| 35 | 46.1 | 33.3 | 48.0 |
| 40 | 75.3 | 64.2 | 109.4 |
Ref: Vesic (1973); Hansen (1970); Meyerhof (1963)
Undrained (clay):
αslide = 0.5 (smooth steel), 1.0 (skirted, soil-on-soil failure)
Drained (sand):
δ = interface friction angle (≈ φ′ − 5° for smooth steel, φ′ for skirted)
Ref: API RP 2GEO; DNV-RP-C212
This defines an elliptical failure surface in normalised H-M space. As V approaches Vult, the allowable H and M reduce to zero. The design load point (V, H, M) must lie inside this envelope.
Ref: Gourvenec, S. (2007). Failure envelopes for offshore shallow foundations under general loading. Géotechnique, 57(9).
| Application | Diameter (m) | L/D Ratio | Wall t (mm) | Soil Type |
|---|---|---|---|---|
| OWF Jacket Bucket | 6–9 | 0.5–1.0 | 25–40 | Sand / layered |
| OWF Mono-Bucket | 12–30 | 0.2–0.5 | 30–60 | Sand / stiff clay |
| Deep-water Anchor (e.g. GoM TLP) | 3–7 | 2.0–6.0 | 20–40 | Soft clay |
| Subsea Manifold Foundation | 4–8 | 0.5–2.0 | 20–35 | Clay / layered |
| FOWF Drag/Suction Anchor | 4–8 | 1.5–5.0 | 20–40 | Clay |
| # | Type | Top (m) | Bottom (m) | γ′ (kN/m³) | Su,top (kPa) | Su,bot (kPa) | α | St | φ′ (°) | δ (°) | K | Dr (%) |
|---|
A suction caisson (also known as suction pile, suction anchor, suction bucket, or skirted foundation) is an open-ended cylindrical steel structure, sealed at the top with a lid plate, that is installed into the seabed using a combination of self-weight and suction (differential water pressure). Unlike driven piles, suction caissons require no impact hammer or drilling — they are installed silently and can be fully removed by reversing the pump (applying overpressure).
Suction caissons have been used offshore since the late 1980s for jacket foundations and subsea templates. In recent years they have gained significant interest for offshore wind foundations, particularly as suction bucket jackets and mono-bucket concepts.
The installation occurs in two distinct phases:
Phase 1 — Self-Weight Penetration (SWP): The caisson is lowered to the seabed and sinks under its own submerged weight (W'). Penetration continues until the cumulative soil resistance (outer friction + inner friction + tip bearing) equals W'. The depth achieved is called the self-weight penetration depth (zSWP). In soft clays, this can be substantial (several metres). In dense sands, it may be minimal (<0.5 m).
Phase 2 — Suction-Assisted Penetration: A submersible pump connected to a valve in the lid removes water from the enclosed compartment. This creates a pressure differential (suction, s) across the lid. The net downward force becomes W' + s · Ain, which overcomes the soil resistance. Penetration continues until the target depth L is reached.
The transition from Phase 1 to Phase 2 requires a seal between the lid and the seabed — the skirt tip must penetrate deep enough that water cannot flow freely under the skirt rim. In practice, 0.5–1.0 m of self-weight penetration is typically needed before suction can be effectively applied.
During self-weight penetration, the caisson sinks under its own submerged weight until the total soil resistance equals the driving force (the caisson weight). The equilibrium at any penetration depth z is:
where:
| Symbol | Description | Unit |
|---|---|---|
| W′ | Submerged weight of caisson (steel + ballast + any suspended load) | kN |
| Qf,o | Cumulative outer skin friction from mudline to depth z | kN |
| Qf,i | Cumulative inner skin friction from mudline to depth z | kN |
| Qtip | Tip (end bearing) resistance at the current skirt tip depth z | kN |
The caisson penetrates until Rtotal(z) = W′. The depth at which this occurs is the self-weight penetration depth, zSWP. Below this depth, suction is needed.
In clay, the soil response is undrained (no drainage during the short installation time). The resistance components are calculated using the undrained shear strength Su(z) and an adhesion factor α:
This is the integral of the unit skin friction fo = αo · Su along the outer wall perimeter (π · Do) over the embedded length.
Same as outer friction but acting on the inner wall (perimeter π · Di where Di = Do − 2tw). The inside αi may be lower than the outside αo if the soil is remoulded.
where Atip is the cross-sectional area of the steel annulus: Atip = π/4 · (Do² − Di²) + stiffener area. Nc for a thin strip (wall) is typically taken as 7.5 for deep embedment (z/tw > 2.5) or as low as 6.0 for shallow embedment. Su(z) is the undrained shear strength at the current tip depth.
| Symbol | Description | Typical Range |
|---|---|---|
| α | Adhesion factor (steel-soil interface friction / Su) | 0.3–0.65 (NC clay: 0.5–0.65; OC clay: 0.3–0.5) |
| Su(z) | Undrained shear strength at depth z (linearly interpolated) | 5–200+ kPa |
| Nc | Bearing capacity factor for tip in clay (deep strip) | 6.0–9.0 (DNV: 7.5) |
| St | Sensitivity (ratio of intact to remoulded Su) | 2–8 (typically 3–5 for marine clays) |
| Atip | Cross-sectional area of steel annulus at tip | Calculated from geometry |
In sand, the soil response is fully drained. The resistance is governed by effective stress, friction angles and lateral earth pressure coefficient:
where σ′v(z) = ∑ γ′i · Δzi is the vertical effective stress at depth z (computed from the submerged unit weights of all soil layers above).
where Nq is the bearing capacity factor for deep foundations. If set to 0, it is auto-computed from the Vesic formula:
For φ′ = 30°: Nq ≈ 18.4. For φ′ = 35°: Nq ≈ 33.3. For φ′ = 40°: Nq ≈ 64.2.
This method directly uses the CPT cone resistance qc rather than derived friction angles. The factors kf and kp are empirical, calibrated from field tests. This is the preferred method when reliable CPT data is available.
| Symbol | Description | Typical Range |
|---|---|---|
| K | Lateral earth pressure coefficient | 0.5–1.0 (K0 = 1 − sinφ′ for NC sands) |
| δ | Interface friction angle (steel-sand) | δ ≈ 0.6–0.8 × φ′ (typically 20–30°) |
| φ′ | Effective friction angle of the sand | 28–42° |
| kf | CPT-based friction factor | 0.001–0.003 |
| kp | CPT-based tip factor | 0.2–0.6 |
Once self-weight penetration stops (Rtotal > W'), a pump is activated to create suction (underpressure) inside the caisson. In clay, the soil is essentially impermeable — no significant water flows through the clay during the installation timeframe. This means:
Rearranging for the required suction:
| Symbol | Description | Unit |
|---|---|---|
| sreq | Required suction (pressure difference: external minus internal). Always positive. | kPa |
| Ain | Internal plan area of the caisson: Ain = π · Di² / 4 | m² |
In sand, the situation is fundamentally different from clay. Sand is permeable, so when suction is applied, water flows through the soil from outside to inside the caisson. This seepage flow has a critical effect: it changes the effective stresses around the caisson tip.
When the pump creates a pressure differential, water seeps downward on the outside of the caisson wall, around the tip, and upward on the inside. This seepage flow creates hydraulic gradients that:
This beneficial effect of seepage is the key reason suction caissons can be installed in sand at all. Without seepage effects, the tip resistance in dense sand would be far too high for any feasible suction level. The seepage effectively loosens the soil around the tip, reducing the resistance by 50–90%.
The seepage-modified resistance components are (Houlsby & Byrne, 2005):
where s is the applied suction, z is the current penetration depth, γ′ is the submerged unit weight of the sand, and a1, a2, a3 are the seepage factors (dimensionless) from Houlsby & Byrne (2005).
Note the ratio s / (z · γ′) represents the normalised suction: the applied suction relative to the vertical effective stress at the tip level. When this ratio approaches 1.0, the upward hydraulic gradient inside approaches the critical value (piping).
Because the modified resistance depends on s (the suction itself), the equilibrium equation is implicit — the required suction appears on both sides:
Rearranging to solve for s analytically:
The denominator is always positive (since a1 · Qf,i + a2 · Qtip > a3 · Qf,o in practice), so the solution is well-defined. The required suction in sand is lower than it would be without seepage effects, because the seepage reduces the resistance that the suction must overcome.
The seepage factors a1, a2, a3 quantify how much the suction-induced seepage modifies the soil resistance. They depend on:
Houlsby & Byrne (2005) computed these factors from axisymmetric finite element seepage analyses and presented them as design charts. For uniform permeability (ki/ko = 1), the following approximate power-law fits are used in this tool:
The physical meaning of each factor:
| Factor | Effect | Range | Explanation |
|---|---|---|---|
| a1 | Inner friction ↓ | 0.1–0.7 | Upward seepage inside reduces σ′v on inner wall, reducing friction. Factor of 0.7 means inner friction is reduced by 70% × (s/zγ′). |
| a2 | Tip bearing ↓ | 0.2–0.9 | Seepage around the tip reduces the mean effective stress, reducing end bearing. This is the dominant benefit of suction installation in sand. |
| a3 | Outer friction ↑ | 0.05–0.3 | Downward seepage outside increases σ′v on outer wall. This is a small adverse effect, partially offsetting the beneficial inner reduction. |
The suction that can be applied is not unlimited. There are physical limits beyond which the installation becomes unsafe. The critical suction is the maximum allowable suction at any given depth. If the required suction exceeds the critical suction (after applying safety factors), the installation is not feasible at that depth.
In clay, the suction creates an upward pressure on the soil plug inside the caisson. If this pressure exceeds the reverse bearing capacity of the soil below the skirt tip, the soil plug will separate from the surrounding soil and be sucked upwards. This is called reverse end bearing failure.
The first term (Nc,rev · Su) represents the reverse bearing capacity of the clay. The second term (γ′ · z) is the overburden pressure stabilising the plug. In strong clays, this limit is high and rarely governs. In very soft clays, it can be the controlling limit.
The absolute minimum pressure inside the caisson cannot go below zero (vacuum). In practice, dissolved gases come out of solution before reaching absolute vacuum. The cavitation limit is:
where patm ≈ 100 kPa (atmospheric pressure) and dw = water depth. Deeper water = higher allowable suction before cavitation. For example: at 30 m water depth, scav ≈ 100 + 10.1 × 30 = 403 kPa.
In sand, the critical limit is piping (also called hydraulic failure or boiling). This occurs when the upward hydraulic gradient inside the caisson reaches the critical hydraulic gradient icr = γ′ / γw. At this point, the upward seepage force equals the submerged weight of the soil, and the sand becomes fluidised (quicksand condition).
where acrit is the critical seepage length ratio. For a simple 1D case, acrit = 1.0, but for the 2D axisymmetric geometry of a caisson, the seepage path is shorter inside than outside, so acrit < 1.0. Typical values from Houlsby & Byrne (2005): acrit ≈ 0.5–0.7 depending on z/D.
The installation feasibility check per DNV-RP-E303 requires that at every penetration depth:
where γreq (typically 1.25) accounts for uncertainty in the resistance prediction, and γcrit (typically 1.50) accounts for uncertainty in the critical suction limit. The factored required suction must be less than the factored critical suction at every depth, not just at the final penetration.
During suction installation, the volume of water pumped out of the caisson must equal the volume of caisson wall entering the soil plus the volume of water flowing through the soil (seepage). Any imbalance results in soil plug heave — the soil surface inside the caisson rises relative to the external seabed level.
Excessive plug heave reduces the in-service capacity of the caisson because the soil inside is loosened and less dense than the original in-situ condition. Typical industry limits:
| Condition | Allowable Plug Heave | Commentary |
|---|---|---|
| Suction anchor (tension loading) | 30–50% of z | Plug integrity important for reverse end bearing capacity under tension |
| Suction bucket jacket (compression) | 40–60% of z | Less critical for compressive loading; soil reconsolidates over time |
| Temporary installation | Up to 80% | Short-term; capacity requirements often lower |
The pump must provide sufficient flow rate to maintain the required suction while the caisson penetrates. The total flow consists of two components:
As the caisson penetrates, it displaces water from inside. This water must be pumped out to maintain the suction level:
where vpen is the target penetration velocity (typically 0.2–1.0 m/hr for controlled installation). For a caisson with Di = 8 m (Ain ≈ 50 m²) and vpen = 0.5 m/hr: Qcaisson = 50 × 0.5/3600 ≈ 0.007 m³/s = 7 l/s.
In sand, water seeps through the soil from outside to inside. This seepage flow must also be pumped out to maintain the suction:
| Symbol | Description | Typical Values |
|---|---|---|
| F | Dimensionless flow factor (depends on z/D) | 1.5–3.0 |
| ksoil | Soil permeability (coefficient of permeability) | 10−5 m/s (medium sand) to 10−3 m/s (coarse sand) |
| s | Applied suction | kPa |
| D | Caisson diameter | m |
In high-permeability sands, the seepage flow can be very large — potentially requiring a powerful submersible pump (capacity 10–100+ l/s). In clay, the seepage is negligible (k < 10−9 m/s) and Qseep ≈ 0.
Real seabed profiles rarely consist of a single soil type. Most offshore sites have layered or interbedded profiles (e.g. clay over sand, sand over clay, alternating layers). The installation analysis must handle these transitions correctly.
The analysis proceeds from mudline downward in small depth steps. At each step, the friction contribution from each layer above the tip is accumulated, and the tip resistance is based on the soil type at the current tip depth. The key rules are:
| Soil at Caisson Tip | Tip Resistance | Seepage Effects? | Critical Suction |
|---|---|---|---|
| Clay | Nc · Su · Atip | No (impermeable) | min(reverse end bearing, cavitation) |
| Sand | Nq · σ′v · Atip | Yes (Houlsby & Byrne) | Piping limit |
The skin friction is cumulative: as the caisson penetrates deeper, friction from all layers above the tip contributes. Each layer contributes friction based on its own soil type:
Some layer transitions present particular challenges:
During suction-assisted installation, the pressure inside the caisson is lower than the external hydrostatic pressure. This pressure difference acts as external pressure on the thin cylindrical shell wall. If the suction exceeds the critical buckling pressure, the wall can collapse inward — a catastrophic and irreversible failure.
The caisson wall is modelled as a thin cylindrical shell of diameter D, wall thickness t, and unsupported length Ls (full skirt length if no stiffeners, or stiffener spacing if ring stiffeners are present). The applied external pressure equals the maximum suction sreq,max during installation.
The elastic critical buckling pressure of a perfect cylinder under uniform external pressure depends on the number of circumferential waves n in the buckled shape. The Von Mises formula gives (for each mode n):
The critical pressure is the minimum over all integer values of n ≥ 2. Typically n = 2 for very long cylinders and n = 3–8 for shorter panels. The tool evaluates n = 2 through 20 and selects the minimum.
For very long unstiffened cylinders (Ls/D > 5), the buckling pressure approaches the ring buckling formula (n = 2 mode):
For example, with E = 210,000 MPa, ν = 0.3, D = 8 m, t = 40 mm: pcr,ring = 2 × 210000 / (1 − 0.09) × (0.04/8)³ = 2 × 230769 × 1.25×10−7 = 57.7 kPa. If the required suction exceeds this, the wall will buckle unless stiffeners are added.
Real shells have geometric imperfections (out-of-roundness, dents, weld misalignment) that reduce the buckling capacity below the theoretical elastic value. This is accounted for by an imperfection reduction factor α:
| Fabrication Quality Class | α Factor | Description |
|---|---|---|
| Class A | 0.75 | High quality: tight out-of-roundness tolerances, post-weld treatment |
| Class B | 0.65 | Normal quality: standard fabrication practice |
| Class C | 0.50 | Lower quality: larger tolerances, less controlled fabrication |
If the elastic buckling pressure is high relative to the yield stress, the shell will yield before buckling elastically. The interaction is handled using the reduced slenderness and a buckling curve:
where γM = 1.50 (material/resistance factor for buckling). If UC > 1.0, the shell will buckle under the required suction, and remedial action is needed (increase t, add stiffeners, or reduce suction).
| Parameter | Clay | Sand | Reference |
|---|---|---|---|
| Shaft friction method | α·Su | K·tanδ·σ'v | DNV-RP-E303 / API RP 2GEO |
| End bearing factor | Nc = 6.2–9.0 | Nq = f(φ') | Skempton (1951) / Vesic |
| Lateral factor | Np = 9.1–11.9 | Kp = tan²(45+φ'/2) | Randolph & Houlsby (1984) |
| α / K | 0.5–0.65 | K = 0.8 (K0) | DNV / API |
| zopt/L | 0.55–0.70 | Randolph & House (2002) | |
| VHM exponents | a=1.5, b=2.5, c=1.5 | Supachawarote (2005) | |
| # | Type | Top (m) | Bot (m) | γ' (kN/m³) | Su,top (kPa) | Su,bot (kPa) | α | φ' (°) | δ (°) | K |
|---|
| # | V (kN) | H (kN) | M (kNm) | T (kNm) | Label |
|---|
Once installed, a suction caisson must resist service-life loads. For mooring anchors, the dominant load is mooring line tension (H + V components). For jacket/GBS foundations, loads include V, H, M, and T from environmental forces.
The assessment computes ultimate resistance for each component independently, then checks the combined VHM interaction using a failure envelope. The caisson is assumed to behave as a rigid body (valid for L/D up to ~5–6).
Agross = πD²/4 (full base area including plug). Nc = 9.0 for deep embedded foundations (DNV-RP-E303). For shallow: Nc = 6.2 + 0.35·L/D ≤ 9.0 (Skempton 1951).
The inner friction is limited by the reverse end bearing of the soil plug (sealed lid assumption). For sustained loads, reverse end bearing may reduce due to drainage — consider drained analysis.
In sand layers, the soil response is drained. Shaft friction and end bearing depend on the effective vertical stress σ'v(z) rather than undrained shear strength.
where:
• K = lateral earth pressure coefficient. For normally consolidated sand: K ≈ K0 = 1 − sinφ'. For driven/installed: K = 0.8–1.0. API default: K = 0.8.
• δ = soil-steel interface friction angle. Typically δ = φ' − 5° to φ'. API: δ/φ' ≈ 0.7–0.8.
• β = K·tanδ = the "beta factor". Typical range: 0.25–0.50 for medium dense sand.
• σ'v(z) = Σ γ'i·hi = cumulative effective vertical stress from all layers above.
For φ' = 30°: Nq = 18.4. For φ' = 35°: Nq = 33.3. For φ' = 40°: Nq = 64.2. A limiting value qb,lim may apply (API RP 2GEO Table 6.4.3-1).
Np is the lateral bearing factor from Randolph & Houlsby (1984) for the deep flow-around mechanism of a cylinder in cohesive soil. For fully rough (α=1): Np = 11.94. For smooth (α=0): Np = 9.14. Interpolation: Np = 9.14 + 2.8α.
This assumes pure translation (load at optimal padeye depth). Murff & Hamilton (1993) proposed: surface wedge + flow-around + hemispherical base.
For φ' = 30°: Kp = 3.0. For φ' = 35°: Kp = 3.69. For φ' = 40°: Kp = 4.60. The lateral capacity in sand increases with depth because σ'v increases.
The base contribution arises from vertical shear stress on the base area under rotation (Byrne & Houlsby 2003). For caissons with L/D > 2, the base moment is typically 10–20% of total.
The first two terms are torque from shear friction on outer/inner walls (lever arm = R, Ri). The third term is the base shear contribution (circular area under pure shear).
| Source | a | b | c |
|---|---|---|---|
| Supachawarote et al. (2005) | 1.5 | 2.5 | 1.5 |
| Bransby & Randolph (1998) | 1.0 | 2.0 | 1.0 |
| Gourvenec (2008) | 1.5 | 3.0 | 1.5 |
Unity check: UC = (H/Hult)a + (V/Vult)b + (M/Mult)c. If UC ≤ 1.0, the caisson has adequate capacity. Factored loads and factored (reduced) soil strength are used.
Kay & Palix (2010, 2011): Introduced rotated ellipse formulation in the M-H plane, with ellipsoidal V reduction. This captures the H-M coupling more accurately for rigid caissons (L/D 0.5–6). All parameters are simple functions of L/D and κ = kD/Su0. This is the method used in the CAISSON_VHM program (Kay 2013).
For uniform Su: zopt = L/2. For linearly increasing Su: zopt/L = (Su0/3 + kL/4)/(Su0/2 + kL/3), typically 0.55–0.70L.
Placing the padeye at zopt maximises horizontal capacity — standard practice for suction anchor design.
Tick the hammers to include in the analysis. The pile run risk will be assessed for each selected hammer.
| Use | Hammer System | Energy (kJ) | Weight in Air (t) |
|---|---|---|---|
| IQIP S-2000 + PULSE | 2,000 | ||
| MENCK MHU 2400S | 2,400 | ||
| IQ2 (S-3000) + PULSE + Follower | 3,000 | ||
| IHC S-4000 | 4,000 |
Pile run occurs when the combined weight of the driving system (pile + hammer + follower) exceeds the Soil Resistance to Driving (SRD), causing uncontrolled downward penetration. The fundamental criterion is: Wtotal > SRD(z).
CPT-based method: fs = kf × qt, qb = kp × qt
Best Estimate: kf=0.003, kp=0.3. High Estimate: kf=0.005, kp=0.6.
Cohesive: fsi = fs,CPT, fsres = 0.004 × qc × (1 − 0.0025 × qc/σ'v0), qtip = 0.6 × qc
Non-Cohesive: K = 0.0132 × (qc/σ'v0) × (σ'v0/100)0.13, fsi = K × σ'v0 × tan(δ), fsres = 0.2 × fsi, qtip = 0.15 × qc × (qc/σ'v0)0.2
Friction fatigue: f(z) = fres + (fsi − fres) × exp(k × (z − ztip)), k = (qc/σ'v0)0.5 / 80
½(mp + χmh)(vi2 − vi-12) = [Wp + ξWh − Fb − (Fs + Fend) − Fd] × Δz
This equation is iterated for small depth increments to calculate pile velocity and final penetration depth.
This tool assesses the risk of pile tip damage when driving open-ended steel piles or casings into hard formations (rock, cemented soils, very stiff clay). It implements the methodology from Aldridge, Carrington & Kee (2005) presented at ISFOG 2005.
The assessment includes three checks:
Typical application: Offshore wind monopiles (D = 6–12 m), pin piles (D = 2–4 m), and casings (D = 8–12 m) driven into weathered/fresh rock with UCS ranging from 1 to 150+ MPa.
A bearing graph is a standard output from GRLWEAP (or any 1-D wave equation analysis software such as ALLWAVE, PDI, CAPWAP). It shows the relationship between total soil resistance (SRD) and the resulting blow count and driving stresses for a given hammer, pile, and soil configuration at a specific penetration depth.
In a normal driveability study, GRLWEAP produces bearing graphs at each depth increment. For the tip overstressing assessment, we need the bearing graph at the specific depth where the pile tip first contacts the hard rock layer — this is where the highest tip stresses occur.
| # | Total SRD [kN] |
End Bearing [kN] |
Blow Count [bl/m] |
Max Compr. Stress [MPa] |
Toe (Bottom) Stress [MPa] |
|---|
Each curve represents a different assumed initial indentation length y at the pile tip (100 mm to 650 mm). Larger y = more conservative (easier to propagate).
X-axis = Unconfined Compressive Strength (UCS) of the rock at the pile tip level [MPa].
Y-axis = Minimum wall thickness tmin [mm] required to prevent propagation of an existing buckle.
Orange dashed line = your current pile tip wall thickness.
Red star = your current input point (UCS and y values).
Background: When open-ended steel piles or casings are driven into hard formations (rock, very stiff clay, cemented soils), the pile tip can sustain damage due to the high contact forces generated during impact. This damage can take several forms:
Consequences of tip damage:
When to assess: This check is particularly important for:
| D | Pile outside diameter [m] |
| t | Pile tip wall thickness [m] |
| σy | Steel yield strength [MPa] |
| Epile | Steel Young's modulus [MPa] (typically 210,000) |
| Esoil | Rock/soil Young's modulus [MPa] |
| νsoil | Rock/soil Poisson's ratio [-] (0.3 drained, 0.5 undrained) |
| UCS | Unconfined Compressive Strength [MPa] |
| σrock | Dynamic rock yield stress = Nc × UCS × DynFactor [MPa] |
| Nc | Bearing capacity factor [-] (rock: 4–6, clay: 9–15) |
| y | Length of initial indented/buckled section at tip [m] |
| tmin | Minimum wall thickness to prevent propagation [mm] |
| Faxial | Axial force for plastic hinge formation [MN] |
| Aannulus | Pile annular cross-section area = π·t·(D−t) [m²] |
| ENTHRU | Energy transferred to pile head [kJ] |
Physical basis: The lateral rock pressure is applied over a section height of 0.5D around the tip. This criterion compares:
Interpretation: If the pile is flexible enough (LHS > RHS), any initial inward deformation at the tip will not be elastically resisted by the pile wall stiffness — the rock is stiff enough to maintain the deformation, and propagation may occur (subject to Criterion 2).
Practical note: For most large-diameter piles driven into rock, this criterion is almost always fulfilled because the D/t ratio cubed is very large (e.g., D=3.5m, t=70mm gives (D/t)³ = 125,000).
Where:
Physical basis: An initial damage (indentation of length y) is assumed to already exist at the pile tip. If the rock pressure exceeds the plastic resistance of the steel wall, the indentation will grow as driving continues. Shorter initial defects (smaller y) require much higher rock pressure to propagate because the bending resistance scales as 1/y².
Key insight: This is the controlling criterion in practice. Even when the stiffness criterion is met, propagation only occurs if the rock is strong enough. For weak to moderately strong rock (UCS < 10 MPa), propagation is typically not expected unless the pile wall is very thin.
By rearranging Criterion 2, we obtain the minimum tip wall thickness required to prevent an existing buckle of length y from propagating in a formation with dynamic yield stress σrock.
Design application: This formula is used in the parametric study to determine whether the specified pile tip wall thickness is adequate for the expected rock conditions. The result is typically presented as a contour plot of tmin vs UCS for various assumed indentation lengths y.
Example: For granite with UCS = 30 MPa, Nc = 6, DynFactor = 1.5, y = 0.28 m, σy = 355 MPa:
σrock = 6 × 30 × 1.5 = 270 MPa
tmin = √(270 × 0.28² / (3 × 355)) × 1000 = √(270 × 0.0784 / 1065) × 1000 = √(0.01987) × 1000 = 141 mm
Physical basis: This formula comes from upper bound plasticity theory, assuming a plastic hinge mechanism forms at the pile tip under axial compression. The factor 2.8 accounts for the circumferential plastic collapse of a thin-walled cylinder.
Units: σy in MPa (= MN/m²) and t in metres gives Faxial directly in MN.
How to use: Compare Faxial against the peak dynamic contact force at the pile toe from GRLWEAP (force-time series at the toe element). If the driving force exceeds Faxial, tip yielding is expected. However, note that if the contact stress also exceeds the rock UCS, crushing of the rock may occur simultaneously, which can partially protect the pile tip.
Example: For σy = 355 MPa, t = 120 mm = 0.12 m:
Faxial = 2.8 × 355 × 0.12² = 2.8 × 355 × 0.0144 = 14.3 MN
Purpose: The buckling propagation screening (Criteria 1 & 2) does not account for hammer energy or soil support along the shaft. A more detailed assessment uses 1-D wave equation analysis (GRLWEAP or similar) to determine the actual driving stresses at the pile toe for a range of end bearing resistances.
Methodology:
Key results from GRLWEAP bearing graph:
Important: Driving at reduced hammer energy (30–50% vs full) significantly reduces toe stresses (by a factor of 2–3) while still achieving acceptable blow counts. This is the primary mitigation measure for tip overstressing risk.
Contact stress with partial annular contact: If the pile encounters an inclined or irregular rock surface, the contact area may be reduced. Stresses at 50% or 25% annular contact are 2× or 4× the full-contact values.
This tool assesses the cumulative fatigue damage sustained by an offshore steel pile during installation driving. Every hammer blow induces a stress cycle in the pile wall. Over thousands of blows, this cyclic loading can consume a significant portion of the pile's fatigue life.
The assessment follows this procedure:
Typical application: Offshore wind monopiles (D = 6–12 m), pin piles (D = 2–4 m), and jacket piles driven to significant penetration depths. Critical for piles with long driving durations and high blow counts.
| # | Depth [m below seabed] |
Blow Count [bl/m] |
Max Compr. Stress [MPa] |
Max Tensile Stress [MPa] |
|---|
Each hammer blow on an offshore pile creates a compressive stress wave that travels down the pile at the speed of sound in steel (~5,120 m/s). When the wave reaches the pile toe, it is partially reflected as a tensile wave. This creates a full tension-compression stress cycle at every weld and cross-section along the pile.
A typical offshore pile installation involves 5,000 to 30,000+ hammer blows. While each individual stress cycle may be well below the static yield strength of the steel, the cumulative effect of thousands of cycles can cause fatigue crack initiation and growth at weld toes and other stress concentration points.
Key factors affecting driving fatigue:
Industry practice: Fatigue damage during installation is typically limited to D ≤ 0.5 (50% of fatigue life consumed) to leave sufficient fatigue life for the in-service phase (typically 25+ years of wave/wind loading).
Where:
Interpretation: D = 1.0 means 100% of the fatigue life is consumed. For pile driving, the damage is typically allocated as:
Where:
Common S-N curves for pile driving fatigue:
| Curve | log ā1 (m=3) | log ā2 (m=5) | Fatigue limit Δσ at 107 [MPa] | Typical application |
|---|---|---|---|---|
| B1 | 15.117 | 17.146 | 106.97 | Base metal, rolled/extruded |
| B2 | 14.885 | 16.856 | 93.59 | Base metal, flame-cut |
| C | 12.592 | 16.320 | 73.10 | Butt weld ground flush |
| C1 | 12.449 | 16.081 | 65.50 | Butt weld not ground |
| D | 12.164 | 15.606 | 52.63 | Girth weld from one side |
| E | 12.010 | 15.350 | 46.78 | Welded attachment |
| F | 11.855 | 15.091 | 41.52 | Fillet weld lap joint |
| F1 | 11.699 | 14.832 | 36.84 | Cruciform joint |
| F3 | 11.546 | 14.576 | 32.75 | Cope hole |
| W3 | 10.970 | 13.617 | 21.05 | Load-carrying fillet weld |
For wall thicknesses greater than tref (typically 25 mm), the S-N curve is penalized because thicker sections have higher stress gradients at weld toes and are more susceptible to fatigue crack initiation.
Example: For t = 80 mm, tref = 25 mm, k = 0.2: correction factor = (80/25)0.2 = 3.20.2 = 1.262. This means the effective stress range is 26.2% higher than the nominal value.
This tool calculates two things:
Key equations used (preview):
Upload an .ags file or paste CPT data (depth, qc, fs). The tool will derive the seabed soil classification using Robertson (2009) Ic and estimate d50 from empirical correlations.
Scour is the removal of seabed sediment around a structure caused by the amplification of local hydrodynamic forces. For offshore foundations, three main mechanisms drive scour:
1. Horseshoe Vortex: As flow approaches the upstream face of a pile, a vertical pressure gradient develops due to the stagnation of flow. This creates a downward-directed flow that wraps around the base of the pile forming a horseshoe-shaped vortex. This vortex system is the primary mechanism for scour at monopiles.
2. Lee-Wake Vortex Shedding: Flow separation behind the pile creates a region of low pressure that generates alternating vortices (von Kármán vortex street). These vortices lift sediment from the downstream side of the scour hole.
3. Flow Contraction (Streaming): The acceleration of flow around the sides of the pile amplifies the local bed shear stress, mobilising sediment adjacent to the structure.
Live-bed vs Clear-water scour:
Reference: Sumer & Fredsoe (2002) “The Mechanics of Scour in the Marine Environment”, Ch. 3
Near-bed orbital velocity from linear wave theory (Soulsby, 1997):
where k is the wave number from the dispersion relation ω² = g·k·tanh(k·d), solved iteratively.
Keulegan-Carpenter number (KC) — the ratio of wave orbital excursion to pile diameter:
| KC range | Flow regime | Scour behaviour |
|---|---|---|
| KC < 1 | No flow separation | Negligible wave scour |
| 1 < KC < 6 | Onset of separation | Scour initiates |
| KC > 6 | Vortex shedding | Significant scour |
| KC → ∞ | Quasi-steady | Approaches current-only scour |
Wave-current velocity ratio (Ucw):
Ucw = 0 → waves only | Ucw = 1 → current only. For Ucw > 0.7, scour depth approaches current-only value.
Combined bed shear stress (Soulsby, 1997):
Reference: Soulsby (1997) “Dynamics of Marine Sands”, Ch. 4 & 9
Method A: BSH / DNV Design Rule (conservative):
Standard design approach per BSH Standard and DNV-ST-0126. Simple, conservative, widely adopted.
Method B: Breusers et al. (1977):
Method C: Sumer et al. (1992) — Wave-only:
Method D: Sumer & Fredsoe (2001) — Combined waves + current (KEY METHOD):
where Sc/D = 1.3 (current-only scour depth ratio), and the function F accounts for the interaction of waves and current. For Ucw > 0.7, the combined scour depth approaches the current-only value. This is the most widely used method for offshore monopile design.
Method E: Larsen & Fuhrman (2023) — Extended for large monopiles:
Extends the Sumer & Fredsoe framework by including the ratio of pile diameter to wavelength D/L. Important for modern large-diameter monopiles (D > 8m) where the original formulation may overpredict. Time scales re-parameterised to scale with θ−3/2.
References: BSH Standard; DNV-ST-0126 App. D; Sumer & Fredsoe (2002) Eq. 3.34; Larsen & Fuhrman (2023) Coastal Engineering
Scour depth approaches equilibrium exponentially (Sumer & Fredsoe, 2002):
where Ts is the characteristic time scale:
Larsen & Fuhrman (2023) showed that T* scales as θ−3/2, giving more reliable field-scale predictions.
| Milestone | Time Required |
|---|---|
| 50% of Seq | t = 0.69 · Ts |
| 75% of Seq | t = 1.39 · Ts |
| 90% of Seq | t = 2.30 · Ts |
| 95% of Seq | t = 3.00 · Ts |
Note: Tidal flow reversal slows scour development. Apply correction factor ~0.5 on time scale (Harris et al. 2010, STEP model).
Shields Approach (static design) — Required stone size to resist amplified shear stress:
where τdesign = α · τmax (amplified bed shear stress near pile).
Isbash Method (conservative, fluvial origin):
where C = 0.86 (embedded) or 0.70 (exposed), srock = ρrock/ρw
Stone weight and grading:
| Grading Class | Mass Range | Dn50 Range |
|---|---|---|
| Light | 10 – 60 kg | 0.15 – 0.27 m |
| Medium | 60 – 300 kg | 0.27 – 0.46 m |
| Heavy | 300 – 1000 kg | 0.46 – 0.69 m |
| Extra Heavy | 1 – 3 t | 0.69 – 1.0 m |
| Very Heavy | 3 – 10 t | 1.0 – 1.5 m |
Layer thickness (DNV-RP-0618 / CIRIA C683):
De Vos et al. (2012) Dynamic Design (industry standard for dynamic protection):
where S3D = three-dimensional damage number (≤ 1.0 for acceptable damage), N = number of waves in a storm (typically 3000), and a0–a4, b0 are empirical coefficients from physical model tests. Solve iteratively for Dn50 that gives S3D = 1.0. This is the basis for dynamic scour protection design per DNV-RP-0618 and is widely used in industry practice.
Source: De Vos, L. et al. (2012) Coastal Engineering, 60, 286-298
EN 13383-1:2013 Rock Grading (procurement):
| Class | Mass Range [kg] | Dn50 [m] |
|---|---|---|
| LMA 10/60 | 10 – 60 | 0.15 – 0.27 |
| LMA 60/300 | 60 – 300 | 0.27 – 0.46 |
| HMA 300/1000 | 300 – 1000 | 0.46 – 0.69 |
| HMA 1000/3000 | 1000 – 3000 | 0.69 – 1.00 |
| HMA 3000/6000 | 3000 – 6000 | 1.00 – 1.25 |
Protection extent:
References: DNV-RP-0618; CIRIA C683 Ch. 5; De Vos et al. (2012); EN 13383-1:2013
The filter layer sits between the seabed sediment and the rock armour. It must satisfy two opposing requirements:
Retention criterion (prevent fine soil from washing through):
Permeability criterion (allow water drainage to prevent uplift):
Internal stability:
Filter layer thickness:
Typical filter thickness: 0.3 to 0.5 m (generally thinner than armour layer).
References: CIRIA C683 Ch. 5; DNV-RP-0618; Terzaghi filter rules
Scour in cohesive soils (clay, silt) behaves fundamentally differently from non-cohesive sand:
Briaud et al. (2001) Erodibility Classification:
| Category | τcr Range | Description | Typical Soil |
|---|---|---|---|
| I — Very High | < 0.1 Pa | Erodes very easily | Soft clay, loose silt |
| II — High | 0.1 – 0.6 Pa | Erodes readily | Medium clay, fine silt |
| III — Medium | 0.6 – 5 Pa | Moderate resistance | Stiff clay, compacted silt |
| IV — Low | 5 – 75 Pa | Resistant to erosion | Very stiff clay, cemented |
| V — Very Low | > 75 Pa | Negligible erosion | Hard clay, rock |
Practical recommendations for cohesive seabeds:
References: Briaud et al. (2001) J. Geotech. Eng.; Whitehouse (1998) Ch. 7; Harris & Whitehouse (2015)
Winnowing is the progressive erosion of fine seabed sediment through the voids of a coarser armour layer. It occurs when:
Without a filter layer, winnowing causes progressive settlement and loss of scour protection integrity. This tool checks both conditions and rates the winnowing risk as HIGH / MEDIUM / LOW.
References: Industry winnowing assessment methodology; HR Wallingford HRPP461
Propeller / Thruster Scour (Hong et al. 2013):
where Fd = V0/√(g′·d50) is the densimetric Froude number, V0 is the efflux velocity, hp is propeller clearance, and C1=0.39, C2=0.56, C3=−0.31 for a single propeller.
References: Hong et al. (2013); Cui et al. (2019); Hamill et al. (2015); Industry propeller scour assessment methodology
STEP Model (Harris et al. 2010, HR Wallingford):
The Scour Time Evolution Predictor calculates scour incrementally using the instantaneous tidal velocity:
Key rule: scour develops when Seq(t) > S(t); backfilling occurs at ~10× slower rate when Seq(t) < S(t). This produces a more realistic “staircase” scour development under reversing tidal flow.
References: Harris et al. (2010) STEP Model; HR Wallingford HRPP461, HRPP508
Standards:
Key Technical References:
Handbooks:
Additional references (propeller scour, winnowing):
Additional references (propeller scour, winnowing):
Soil liquefaction occurs when loose, saturated, granular soil loses its strength and stiffness due to earthquake-induced cyclic shear stresses. During shaking, pore water pressure builds up in the soil. If the pore pressure equals the total confining stress, the effective stress drops to zero and the soil behaves like a liquid. This can cause foundation failures, lateral spreading, ground settlement, and sand boils.
Liquefaction is primarily a risk in loose to medium-dense saturated sands and silty sands. Clays and dense sands are generally not susceptible. The assessment compares the earthquake-induced Cyclic Stress Ratio (CSR) against the soil's Cyclic Resistance Ratio (CRR).
The CSR represents the seismic demand on the soil. Following Seed & Idriss (1971):
Where:
Boulanger & Idriss (2014):
Liao & Whitman (1986) simplified:
Boulanger & Idriss (2014):
Boulanger & Idriss (2014):
SBT Classification:
FC from Ic (Robertson 2010): If no lab FC data, apparent fines content can be estimated:
Zhang, Robertson & Brachman (2002): Volumetric strain related to FoS and qc1Ncs: